-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4HvDS9owjynmORkLy9gUHFHEZ672aTxxm+zifKzGsokSE2j9A7jiZ+FaMbGDAS4 1SXh45Py1r37rEDPLmk59w== 0000813828-03-000052.txt : 20030326 0000813828-03-000052.hdr.sgml : 20030325 20030320170110 ACCESSION NUMBER: 0000813828-03-000052 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19980213 DATE AS OF CHANGE: 20030326 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEMSTAR TV GUIDE INTERNATIONAL INC CENTRAL INDEX KEY: 0000923282 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 954782077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48974 FILM NUMBER: 03610892 BUSINESS ADDRESS: STREET 1: 135 NORTH LOS ROBLES AVE STREET 2: STE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 8187925700 MAIL ADDRESS: STREET 1: 135 N LOS ROBLES AVE STREET 2: STE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: GEMSTAR INTERNATIONAL GROUP LTD DATE OF NAME CHANGE: 19940518 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VIACOM INC CENTRAL INDEX KEY: 0000813828 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 042949533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1515 BROADWAY STREET 2: 51ST FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2122586000 MAIL ADDRESS: STREET 1: 1515 BROADWAY STREET 2: 51ST FL CITY: NEW YORK STATE: NY ZIP: 10036 SC 13D/A 1 gem13d-a1.txt AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------------------- SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 GEMSTAR INTERNATIONAL GROUP LTD. (Name of Issuer) Ordinary Shares, par value $.01 per share (Title of Class of Securities) G-3788-V106 (CUSIP Number) Michael D. Fricklas, Esq. Viacom Inc. 1515 Broadway New York, New York 10036 Telephone: (212) 258-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 7, 1998 (Date of Event which Requires Filing of this Statement) --------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. CUSIP No. G-3788-V106 (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person VIACOM INTERNATIONAL INC. --------------------------------------------------------------------- I.R.S. Identification No. 13-3844753 --------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) |_| (a)------------------------------------------------------------- |_| (b)------------------------------------------------------------- (3) SEC Use Only ------------------------------------------------------ (4) Sources of Funds (See Instructions) ---------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ------------------------------------------------------ (6) Citizenship or Place of Organization Delaware ----------------------------- - - -------------- Number of (7) Sole Voting Power Shares ----------------------------- Beneficially (8) Shared Voting Power 2,895,743 Owned by ----------------------------- Each (9) Sole Dispositive Power Reporting ----------------------------- Person (10) Shared Dispositive Power 2,895,743 With ----------------------------- - - -------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,895,743 --------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 6.02% --------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO ------------------------ Page 2 of 15 CUSIP No. G-3788-V106 (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUMNER M. REDSTONE --------------------------------------------------------------------- I.R.S. Identification No. --------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) |_| (a)------------------------------------------------------------- |_| (b)------------------------------------------------------------- (3) SEC Use Only ------------------------------------------------------ (4) Sources of Funds (See Instructions) ---------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ------------------------------------------------------ (6) Citizenship or Place of Organization United States ----------------------------- - - -------------- Number of (7) Sole Voting Power 22,126 Shares ----------------------------- Beneficially (8) Shared Voting Power 2,895,743 Owned by ----------------------------- Each (9) Sole Dispositive Power 22,126 Reporting ----------------------------- Person (10) Shared Dispositive Power 2,895,743 With ----------------------------- - - -------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,917,869 --------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 6.07% --------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ------------------------ Page 3 of 15 This Amendment No. 1 amends the Statement on Schedule 13D filed with The Securities and Exchange Commission on May 19, 1997 by Viacom International Inc. (the "Company") and Mr. Sumner M. Redstone ("Redstone") with respect to the voting Ordinary Shares, $.01 par value per share (the "Ordinary Shares"), of Gemstar International Group Limited, a British Virgin Islands corporation (the "Issuer"), with its principal executive office located at 135 North Los Robles Avenue, Suite 800, Pasadena, California 91101. Item 2. Identity and Background. ------------------------ Item 2 is hereby amended to reflect changes in Schedules I and II attached hereto. Item 4. Purpose of Transaction. ----------------------- Item 4 is hereby amended and supplemented as follows: On February 7, 1998, the Company entered into Stock Purchase Agreement with THOMSON multimedia S.A. ("Thomson") pursuant to which Thomson agreed to acquire from the Company and the Company agreed to sell to Thomson 600,000 Ordinary Shares for an aggregate purchase price of $19.2 million. The Closing of the purchase and sale took place on February 12, 1998. Although the Reporting Persons may, at any time and from time to time, purchase or sell Ordinary Shares in public or private transactions, the Reporting Persons have no current plan or proposal which relates to, or would result in, any of the actions enumerated in subparagraphs (a) through (j) of Item 4 Schedule 13D. Item 5. Interest in Securities of the Issuer. ------------------------------------- The Company beneficially owns 2,895,743 Ordinary Shares, which represent approximately 6.02% of the issued and outstanding Ordinary Shares (based on the number of Ordinary Shares of the Issuer that were reported by the Issuer to issued and outstanding as of October 31, 1997). Such shares consist of: (i) 2,154,154 Ordinary Shares held directly by the Company over which the Company has voting and dispositive power; and (ii) 681,475 shares of Common Stock held by Virgin Interactive Entertainment Inc., a Delaware corporation. The issued and outstanding shares of Virgin Interactive Entertainment Inc. are owned by Virgin Interactive Entertainment (Investment) Ltd., a United Kingdom corporation, which in turn is wholly owned by Virgin Interactive Entertainment (Holdings) Ltd., a United Kingdom corporation. The issued and outstanding shares of Virgin Interactive Entertainment (Holdings) Ltd. are owned by Virgin Interactive Entertainment Ltd., a United Kingdom corporation. Virgin Interactive Entertainment Ltd. is owned approximately 91% by Spelling Entertainment Group Inc., a Delaware corporation, and approximately 9% by the Company. SEGI Holding Corp., a Delaware corporation, beneficially owns approximately 80% of Spelling Entertainment Group Inc. and is a wholly owned subsidiary of Blockbuster Pictures Holding Corporation, a Delaware corporation, which in turn is a wholly owned subsidiary of the Company. Page 4 of 15 Viacom Inc. ("Viacom"), as the sole shareholder of the Company, may be deemed the beneficial owner of all of the Ordinary Shares described in clauses (i) and (ii) of this Item 5. National Amusements, Inc. ("NAI"), as the controlling shareholder of Viacom, may be deemed the beneficial owner of all of the Ordinary Shares described in clauses (i) and (ii) of this Item 5. Redstone, as the controlling stockholder of NAI, may be deemed the beneficial owner of all of the Ordinary Shares described in clauses (i) and (ii) of this Item 5. Redstone also owns 22,126 Ordinary Shares of Common Stock directly. The aggregate beneficial ownership of Redstone is approximately 6.07%. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. ------------------------------------------------------- On February 7, 1998, the Company entered into a Stock Purchase Agreement with Thomson pursuant to which Thomson agreed to acquire from the Company and the Company agreed to sell to Thomson, 600,000 Ordinary Shares for an aggregate purchase price of $19.2 million. The Closing of the purchase and sale took place on February 12, 1998. Item 7. Material to Be Filed as Exhibits. --------------------------------- 99.1 Stock Purchase Agreement, dated February 7, 1998, between Viacom International Inc. and THOMSON Multimedia S.A. 99.2 Agreement between Viacom International Inc. and Sumner M. Redstone pursuant to Rule 13d-1(f)(1)(iii). Page 5 of 15 Signatures ---------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this Statement is true, complete and correct. February 13, 1998 Viacom International Inc. By: /s/ Michael D. Fricklas ------------------------- Name: Michael D. Fricklas Title: Senior Vice President /s/ Sumner M. Redstone ------------------------- Sumner M. Redstone, Individually Page 6 of 15 Schedule I Viacom International Inc. Executive Officers
Business or Principal Occupation Name and Address of Corporation or Name Residence Address or Employment Other Organization in Which Employed - - ---- ----------------- ------------------------ ------------------------------------ Sumner M. Redstone Viacom Inc. Chairman of the Board and National Amusements, Inc. 1515 Broadway Chief Executive Officer of 200 Elm Street New York, NY Viacom Inc.; Chairman of the Dedham, MA 02026 10036 Board and President, Chief Executive Officer of National Amusements, Inc., President and Chief Executive Officer of Viacom International Inc. Philippe P. Dauman* Viacom Inc. Deputy Chairman, Executive VP, Viacom International Inc. 1515 Broadway General Counsel, Chief 1515 Broadway New York, NY Administrative Officer and New York, NY 10036 10036 Secretary of Viacom Inc. and Executive VP and Secretary of Viacom International Inc. Thomas E. Dooley Viacom Inc. Deputy Chairman, Executive VP, Viacom International Inc. 1515 Broadway Finance, Corporate Development 1515 Broadway New York, NY and Communications of Viacom New York, NY 10036 10036 Inc. and Executive VP of Viacom International Inc. Robert M. Bakish Viacom Inc. Sr. VP, Planning, Development Viacom International Inc. 1515 Broadway and Technology of Viacom Inc. 1515 Broadway New York, NY and Viacom International Inc. New York, NY 10036 10036 Carl D. Folta Viacom Inc. Sr. VP, Corporate Viacom International Inc. 1515 Broadway Relations of Viacom Inc. and 1515 Broadway New York, NY Viacom International Inc. New York, NY 10036 10036 - - ------------------- *Also a Director
Page 7 of 15
Schedule I Continued Michael D. Viacom Inc. Sr. VP, Deputy General Viacom International Inc. Fricklas* 1515 Broadway Counsel and Assistant 1515 Broadway New York, NY Secretary of Viacom Inc. and New York, NY 10036 10036 Sr. VP and Assistant Secretary of Viacom International Inc. Susan C. Viacom Inc. Vice President, Controller, Viacom International Inc. Gordon 1515 Broadway Chief Accounting Officer of 1515 Broadway New York, NY Viacom Inc. and Viacom New York, NY 10036 10036 International Inc. Rudolph L. Hertlein Viacom Inc. Sr. VP of Viacom Inc. and Viacom International Inc. 1515 Broadway Viacom International Inc. 1515 Broadway New York, NY New York, NY 10036 10036 Carol Melton Viacom Inc. Sr. VP, Government Affairs of Viacom International Inc. 1515 Broadway Viacom Inc. and Viacom 1515 Broadway New York, NY International Inc. New York, NY 10036 10036 William A. Roskin Viacom Inc. Sr. VP, Human Resources and Viacom International Inc. 1515 Broadway Administration of Viacom Inc. 1515 Broadway New York, NY and Viacom International Inc. New York, NY 10036 10036 Martin Shea Viacom Inc. Sr. VP, Investor Relations of Viacom International Inc. 1515 Broadway Viacom Inc. and Viacom 1515 Broadway New York, NY International Inc. New York, NY 10036 10036 George S. Smith, Viacom Inc. Sr. VP, Chief Financial Viacom International Inc. Jr.* 1515 Broadway Officer of Viacom Inc. and 1515 Broadway New York, NY Viacom International Inc. New York, NY 10036 10036 - - ------------------ *Also a Director
Page 8 of 15 Schedule II Viacom Inc. Executive Officers
Business of Principal Occupation Name and Address of Corporation or Name Residence Address or Employment Other Organization in Which Employed - - ----- ----------------- --------------------- ---------------------------------------- Sumner M. Redstone* Viacom Inc. Chairman of the Board and National Amusements, Inc. 1515 Broadway Chief Executive Officer of 200 Elm Street New York, NY Viacom Inc.; Chairman of the Dedham, MA 02026 10036 Board and President, Chief Executive Officer of National Amusements, Inc., President and Chief Executive Officer of Viacom International Inc. Philippe P. Dauman* Viacom Inc. Deputy Chairman, Executive VP, Viacom International Inc. 1515 Broadway General Counsel, Chief 1515 Broadway New York, NY Administrative Officer and New York, NY 10036 10036 Secretary of Viacom Inc. and Executive VP and Secretary of Viacom International Inc. Thomas E. Dooley* Viacom Inc. Deputy Chairman, Executive VP, Viacom International Inc. 1515 Broadway Finance, Corporate Development 1515 Broadway New York, NY and Communications of Viacom New York, NY 10036 10036 Inc. and Executive VP of Viacom International Inc. Robert M. Bakish Viacom Inc. Sr. VP, Planning, Development Viacom International Inc. 1515 Broadway and Technology of Viacom Inc. 1515 Broadway New York, NY and Viacom International Inc. New York, NY 10036 10036 Carl D. Folta Viacom Inc. Sr. VP, Corporate Viacom International Inc. 1515 Broadway Relations of Viacom Inc. and 1515 Broadway New York, NY Viacom International Inc. New York, NY 10036 10036 - - -------------------- *Also a Director
Page 9 of 15
Schedule II Continue Michael D. Fricklas Viacom Inc. Sr. VP, Deputy General Counsel Viacom International Inc. 1515 Broadway and Assistant Secretary of 1515 Broadway New York, NY Viacom Inc. and Sr. VP and New York, NY 10036 10036 Assistant Secretary of Viacom International Inc. Susan C. Viacom Inc. Vice President, Controller, Viacom International Inc. Gordon 1515 Broadway Chief Accounting Officer of 1515 Broadway New York, NY Viacom Inc. and Viacom New York, NY 10036 10036 International Inc. Rudolph L. Hertlein Viacom Inc. Sr. VP of Viacom Inc. and Viacom International Inc. 1515 Broadway Viacom International Inc. 1515 Broadway New York, NY New York, NY 10036 10036 Carol Melton Viacom Inc. Sr. VP, Government Affairs of Viacom International Inc. 1515 Broadway Viacom Inc. and Viacom 1515 Broadway New York, NY International Inc. New York, NY 10036 10036 William A. Roskin Viacom Inc. Sr. VP, Human Resources and Viacom International Inc. 1515 Broadway Administration of Viacom Inc. 1515 Broadway New York, NY and Viacom International Inc. New York, NY 10036 10036 Martin Shea Viacom Inc. Sr. VP, Investor Relations of Viacom International Inc. 1515 Broadway Viacom Inc. and Viacom 1515 Broadway New York, NY International Inc. New York, NY 10036 10036 George S. Smith, Viacom Inc. Sr. VP, Chief Financial Viacom International Inc. Jr. 1515 Broadway Officer of Viacom Inc. and 1515 Broadway New York, NY Viacom International Inc. New York, NY 10036 10036
Directors --------- George S. Abrams Winer & Abrams Attorney Winer & Abrams 60 State Street 60 State Street Boston, MA 02109 Boston, MA 02109 Ken Miller Credit Suisse First Boston Vice Chairman of Credit Suisse First Boston Corporation Credit Suisse First Corporation 11 Madison Avenue Boston Corporation 11 Madison Avenue 22nd Floor 22nd Floor New York, NY 10010 New York, NY 10010
Page 10 of 15
Schedule II Continued Brent D. Redstone c/o Showtime Networks Inc. Director of National National Amusements, Inc. 8101 E. Prentice Avenue Amusements, Inc. 200 Elm Street Suite 704 Dedham, MA 02026 Englewood, CO 80111 Shari Redstone National Amusements, Inc. Executive Vice President National Amusements, Inc. 200 Elm Street and Director of National 200 Elm Street Dedham, MA 02026 Amusements, Inc. Dedham, MA 02026 Frederic V. Bell Atlantic Corporation Vice Chairman--Finance Bell Atlantic Corporation Salerno 1095 Avenue of the Americas and Business Development 1095 Avenue of the Americas New York, NY 10036 of Bell Atlantic New York, NY 10036 Corporation William Schwartz Yeshiva University VP for Academic Affairs Yeshiva University 2495 Amsterdam Avenue (Chief Academic Officer) 2495 Amsterdam Avenue Yew York, NY 10033 of Yeshiva University New York, NY 10033 Ivan Seidenberg Bell Atlantic Corporation Chairman of the Board Bell Atlantic Corporation 1095 Avenue of the Americas and Chief Executive 1095 Avenue of the Americas New York, NY 10036 Officer of Bell Atlantic New York, NY 10036 Corporation
Page 11 of 15 EXHIBIT INDEX ------------- Exhibit No. Description - - ----------- ----------- 99.1 Stock Purchase Agreement, dated February 7, 1998, between Viacom International Inc.and THOMSON multimedia S.A. 99.2 Agreement between Viacom International Inc. and Sumner M. Redstone pursuant to Rule 13d-1(f)(1)(iii). Page 12 of 15 EX-99 3 gem13da1-ex991.txt EXHIBIT 99.1 Exhibit 99.1 ------------ Viacom International Inc. THOMSON multimedia S.A. 1515 Broadway 46 quai A.LE GALLO New York, New York 10036 92648 BOULOGNE CEDEX, France LETTER AGREEMENT February 7, 1998 Dear Sirs: We write to confirm the agreement between THOMSON multimedia S.A. ("Thomson") and Viacom International Inc. ("Viacom") regarding the purchase and sale of shares of ordinary shares, $.01 par value per share (the "Gemstar Ordinary Shares") of Gemstar International Group Limited ("Gemstar") from Viacom to Thomson (referred to herein as the "Letter Agreement") as follows: WHEREAS, Viacom is the holder of certain shares of Gemstar Ordinary Shares; and WHEREAS, Thomson desires to purchase the 600,000 shares of Gemstar Ordinary Shares owned by Viacom and Viacom desires to sell such Shares to Thomson. WHEREAS, NOW, THEREFORE, for good and valuable consideration, Viacom and Thomson agree as follows: 1. Sale of the Gemstar Ordinary Shares from Viacom to Thomson; Purchase Price. Viacom hereby agrees to sell, convey and transfer to Thomson 600,000 Gemstar Ordinary Shares (the "Sale Shares"). As consideration for the 600,000 Gemstar Ordinary Shares, Thomson agrees to pay Viacom $19,200,000.00 (equal to $32.00 per share of Gemstar Ordinary Shares). Viacom will deliver the certificate(s) representing Sale Shares to Thomson in its offices or the offices of its agent or other designee in the United States against payment of the purchase price in immediately available funds by wire transfer to the order of Viacom, to an account specified by Viacom, with such payment to be made on February 12, 1998 at 10:00 a.m., New York City time, or such other time and place as the parties hereto determine. 2. Representations and Warranties. a. Thomson. Thomson represents and warrants to Viacom that: (i) the execution, delivery and performance of this Letter Agreement and the transactions contemplated hereby are within its corporate powers and this Letter Agreement has been duly authorized by all necessary corporate action and duly executed and delivered on its behalf; and (ii) Thomson is not acquiring the Sale Shares for resale with a view to or in connection with a distribution of such Sale Shares. Page 13 of 15 b. Viacom. Viacom represents and warrants to Thomson that: (i) the execution, delivery and performance of this Letter Agreement and the transactions contemplated hereby are within its corporate powers and this Letter Agreement has been duly authorized by all necessary corporate action and duly executed and delivered on its behalf. . (ii) Viacom has all right, title and interest in, under and to the Sale Shares, and, other than as contemplated by this Letter Agreement, Viacom has not pledged, hypothecated or otherwise encumbered the Sale Shares nor has Viacom contracted or otherwise agreed to sell, transfer, assign or otherwise agreed to dispose of the Sale Shares nor has Viacom contracted to or otherwise agreed to any such pledge, hypothecation, or encumbrance. 3. Securities Laws. Viacom and Thomson hereby acknowledge and agree that the transactions contemplated hereunder have not been registered under the United States Securities Act of 1933, as amended, and the rules and regulations thereunder (the "Securities Act"), or any state or other securities laws and that the transfer of the Sale Shares was conducted pursuant to one or more exemptions under the Securities Act, or state or other securities laws. Thomson acknowledges that the Sale Shares may not be sold without registration under the Securities Act and state or other securities laws and that the certificate(s) representing the Sale Shares have one or more restrictive legends affixed thereto. 4. Governing Law; Venue. This Letter Agreement shall be governed by the laws of the State of New York, and the sale of the Gemstar Ordinary Shares shall be deemed to have occurred in the State of New York. IN WITNESS WHEREOF, the parties have entered into this Letter Agreement as of the date first set forth above. THOMSON multimedia S.A. By: -------------------------- Name: Title: Viacom International Inc. By: -------------------------- Name: Title: EX-99 4 gem13da1-ex992.txt EXHIBIT 99.2 Exhibit 99.2 ------------ Pursuant to Rule 13d-1(f)(1)(iii) of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, each of the undersigned agrees that the statement to which this Exhibit is attached is filed on its behalf. February 13, 1998 Viacom International Inc. By: /s/ Michael D. Fricklas -------------------------- Name: Michael D. Fricklas Title: Senior Vice President /s/ Sumner M. Redstone ---------------------------- Sumner M. Redstone, Individually Page 15 of 15 -----END PRIVACY-ENHANCED MESSAGE-----